Home / Cybersecurity / 9 cybersecurity steps the SEC wants to see – Financial Planning

9 cybersecurity steps the SEC wants to see – Financial Planning

1 of 11

The SEC’s cybersecurity punch list

The SEC alleges Louis Blazer stole more than $2 million dollars from athletes and other high-net-worth clients.

Bloomberg News

The SEC has made no secret it expects advisors and brokers to ramp up their policies and procedures to guard against cyberattacks. Now, after a second wave of examinations focusing on firms’ defenses, the commission’s Office of Compliance Inspections and Examinations has produced a risk alert detailing the do’s and don’ts for firms.


Source link

About admin

Check Also

Notre Dame football: Center Sam Mustipher aims for cybersecurity job – Indianapolis Star

CLOSE Career yardage leaders for passing, rushing and receiving at Notre Dame. Scott Horner/IndyStar Sep …

Leave a Reply

Your email address will not be published. Required fields are marked *